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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NOKOMIS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 22, 2013 | n/a | yes | NOKOMIS, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 11, 2010 | Oct 7, 2013 | no | VENICE, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 5, 2008 | Apr 15, 2009 | no | VENICE, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Sep 17, 2008 | no | VENICE, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Oct 26, 2007 | Jan 1, 2008 | no | ST. LOUIS, MO|VENICE, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Feb 12, 2007 | Feb 23, 2007 | no | VENICE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 7, 2013 | Oct 22, 2013 | 15 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |