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CRD 106516
SEWICKLEY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LEIGHTY, JESSICA, DAWN | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2015 | Oct 30, 2015 | Mar 30, 2021 |
| SCHACHTER, JOSHUA | SENIOR PORTFOLIO MANAGER/MANAGING DIRECTOR | B | yes | 01/2012 | Mar 15, 2012 | Mar 30, 2021 |
| SNOW CAPITAL MANAGEMENT HOLDINGS L.P. | LIMITED PARTNER | E | yes | 01/2007 | Mar 15, 2012 | Mar 30, 2021 |
| SNOW CAPITAL MANAGEMENT INC. | GENERAL PARTNER | Na | yes | 09/2001 | Mar 15, 2012 | Mar 30, 2021 |
| SNOW CAPITAL MANAGEMENT, INC. | GENERAL PARTNER | F | yes | 01/2007 | Mar 15, 2012 | Mar 30, 2021 |
| SNOW FAMILY PARTNERSHIP | LIMITED PARTNER | C | yes | 01/2007 | Mar 15, 2012 | Mar 30, 2021 |
| SNOW, RICHARD | PRESIDENT & CHIEF INVESTMENT OFFICER | Na | yes | 09/2001 | Mar 15, 2012 | Mar 30, 2021 |
| SNOW, RICHARD | SOLE SHAREHOLDER | E | yes | 09/2001 | Mar 15, 2012 | Mar 30, 2021 |
| VUONO, CARL | CHIEF OPERATING OFFICER | Na | yes | 11/2006 | Mar 15, 2012 | Mar 30, 2021 |
| ROJIK, CHARLES | TREASURER/CONTROLLER | Na | no | 09/2020 | Mar 30, 2021 | Mar 30, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SNOW CAPITAL MANAGEMENT LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 30, 2021 | $770M | $770M | 20 | 11 | 0 | 1 | $83.5M |
| 2019 | Mar 31, 2020 | $905M | $905M | 25 | 13 | 0 | 1 | $109M |
| 2018 | Mar 29, 2019 | $1.7B | $1.7B | 31 | 17 | 0 | 1 | $109M |
| 2017 | Mar 30, 2018 | $2.6B | $2.6B | 33 | 18 | 0 | 1 | $93.4M |
| 2016 | Mar 30, 2017 | $4.6B | $2.9B | 32 | 18 | n/a | 1 | $110M |
| 2015 | Mar 30, 2016 | $3.2B | $3.2B | 38 | 19 | n/a | 1 | $97.0M |
| 2014 | Mar 20, 2015 | $4.2B | $4.2B | 37 | 21 | n/a | 1 | $139M |
| 2013 | Mar 14, 2014 | $3.4B | $3.2B | 34 | 19 | n/a | 1 | $109M |
| 2012 | Mar 15, 2013 | $2.6B | $2.4B | 36 | 20 | n/a | 1 | $88.2M |
| 2011 | Mar 15, 2012 | $2.8B | $2.7B | n/a | n/a | n/a | 1 | $90.0M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $770M | $905M | -14.8% | $2.6B | -33.2% | 20 | 25 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EASTERLY INVESTMENT PARTNERS LLC | 2 | Jul 26, 2021 | Jul 15, 2021 | SEWICKLEY, PA | Team lift out | Other | 40.0% |