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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

William R Harmon

Advisor at VISTA INVESTMENT PARTNERS

RICHMOND, IN

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Search this name across graphsid dfx:ria:8b8f967c-c8f5-a1a2-dce1-65c763cbd83a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VISTA INVESTMENT PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Mar 2, 1999
First registration: Jan 5, 2010
Dual registered: yes, broker-dealer
Other names: BILL HARMON|WILLIAM RAY HARMON|WILLIAM HARMON
IAPD individual key: 3161504

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VISTA INVESTMENT PARTNERS	Independent wealth	Jun 10, 2024	n/a	yes	RICHMOND, IN	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Jun 12, 2024	no	Richmond, IN\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Sep 15, 2021	Apr 3, 2023	no	GREENWOOD VILLAGE, CO\|Richmond, IN	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Mar 5, 2018	Sep 17, 2021	no	Charlotte, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 22, 2017	Feb 9, 2018	no	CHARLOTTE, NC	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Dec 7, 2016	Jun 12, 2017	no	CARMEL, IN	Previous registration
VISIONARY HORIZONS, LLC	Independent wealth	Mar 10, 2016	Nov 28, 2016	no	KNOXVILLE, TN	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 20, 2015	Jan 13, 2016	no	INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 5, 2010	Dec 24, 2014	no	Indianapolis, IN\|WINSTON-SALEM, NC\|Charlotte, NC\|Winston-Salem, NC\|Winston-Salem, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	VISTA INVESTMENT PARTNERS	Jun 12, 2024	Jun 10, 2024	-2	Firm change	Ibd to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
VANGUARD ADVISERS, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Sep 17, 2021	Sep 15, 2021	-2	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	VANGUARD ADVISERS, INC.	Feb 9, 2018	Mar 5, 2018	24	Firm change	Other
CETERA ADVISORS LLC	PNC WEALTH MANAGEMENT	Jun 12, 2017	Aug 22, 2017	71	Firm change	Other
VISIONARY HORIZONS, LLC	CETERA ADVISORS LLC	Nov 28, 2016	Dec 7, 2016	9	Firm change	Other
J.P. MORGAN SECURITIES LLC	VISIONARY HORIZONS, LLC	Jan 13, 2016	Mar 10, 2016	57	Firm change	Other
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Dec 24, 2014	Jan 20, 2015	27	Firm change	Ibd to wirehouse

Relationships

Registered with (9)

→ VISTA INVESTMENT PARTNERSRegistered adviserregistration: current employment
Jun 10, 2024 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Jun 12, 2024factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Sep 15, 2021 to Apr 3, 2023factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Mar 5, 2018 to Sep 17, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 22, 2017 to Feb 9, 2018factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Dec 7, 2016 to Jun 12, 2017factForm ADV
→ VISIONARY HORIZONS, LLCRegistered adviserregistration: previous registration
Mar 10, 2016 to Nov 28, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 20, 2015 to Jan 13, 2016factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 5, 2010 to Dec 24, 2014factForm ADV

Dated events

Occurred
Jun 12, 2024
Advisor changed firm
William R Harmon left Empower Advisory Group, Llc for Vista Investment Partners (registered 2024-06-10)
Form ADVobserved 4 days ago