DFX Intelligence

B•••• R•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

B•••• R•••••• H•••••••

Advisor at S•••• F•••••••• L••

WALTHAM, MA

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Search this name across graphsid dfx:ria:8b901c13-9b8f-5059-16e7-171b5270b765

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F•••••••• L••	Independent wealth	Aug 21, 2019	n/a	yes	WALTHAM, MA	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Nov 3, 2014	Dec 13, 2017	no	BRAINTREE, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• O• O•••• I••••••• S•••••••• I•••	S•••• F•••••••• L••	Dec 13, 2017	Aug 21, 2019	616	Firm change after gap	Other
C••••••••• F•••••••• N••••••	M••••• O• O•••• I••••••• S•••••••• I•••	Sep 3, 2014	Nov 3, 2014

Relationships

Registered with (3)

→ S•••• F•••••••• L••Registered adviserregistration: current employment
Aug 21, 2019 to presentfactForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2014 to Dec 13, 2017factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 31, 2006 to Sep 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b901c13-9b8f-5059-16e7-171b5270b765
First observed: May 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.