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Advisor at D.H. HILL ADVISORS, INC.
SPRING, TX | KINGWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.H. HILL ADVISORS, INC. | Independent wealth | Sep 29, 2009 | n/a | yes | KINGWOOD, TX|SPRING, TX | Current employment |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Dec 5, 2008 | Dec 5, 2008 | no | STRONGSVILLE, OH|HOUSTON, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Nov 7, 2008 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Feb 14, 2005 | Jul 6, 2005 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | D.H. HILL ADVISORS, INC. | Dec 5, 2008 | Sep 29, 2009 | 298 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Nov 7, 2008 | Dec 5, 2008 | 28 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |