DFX Intelligence
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Reading the graph
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Advisor at D••• H•••• A••••••• L••
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• H•••• A••••••• L•• | Independent wealth | Mar 21, 2023 | n/a | yes | SAN DIEGO, CA | Current employment |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jun 18, 2012 | Jul 28, 2016 | no | SAN DIEGO, CA|SAN DIEGO, CA|Ladera Ranch, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••• A••••••• S•••••••• I••• | D••• H•••• A••••••• L•• | Jul 28, 2016 | Mar 21, 2023 | 2,427 | Firm change after gap | Other |
| C•••••• C•••••• M••••••••• G••••• I••• | F•••• A••••• A••••••• S•••••••• I••• | Jun 19, 2012 | Jun 18, 2012 |
| C•••••• C•••••• M••••••••• G••••• I••• | Former SEC adviser | Mar 23, 2009 | Jun 19, 2012 | no | SAN DIEGO, CA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Mar 13, 2006 | Mar 25, 2009 | no | SAN DIEGO, CA | Previous registration |
| -1 |
| Firm change |
| Other |
| E•••••••• A•••••••• L•• | C•••••• C•••••• M••••••••• G••••• I••• | Mar 25, 2009 | Mar 23, 2009 | -2 | Firm change | Other |