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T•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

T•••• R•••••••••

Advisor at Q••••••••• W••••• M••••••••• L••

ST. CHARLES, MO

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Search this name across graphsid dfx:ria:8b9b9066-1091-4f83-4304-b189a2a29137

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••••••• W••••• M••••••••• L••	State registered	Dec 23, 2014	n/a	yes	ST. CHARLES, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 5, 2007	Jan 2, 2015	no	CHESTERFIELD, MO\|ST. LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	Q••••••••• W••••• M••••••••• L••	Jan 2, 2015	Dec 23, 2014	-10	Firm change	Wirehouse to state RIA
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Apr 12, 2007

Relationships

Registered with (4)

→ Q••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 23, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 5, 2007 to Jan 2, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 5, 2006 to Apr 12, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b9b9066-1091-4f83-4304-b189a2a29137
First observed: Jan 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.