DFX Intelligence

S•••• D••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

S•••• D••••• B••••••

Advisor at I••••••••• F•••••••• P•••••••

Woodstock, GA

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Search this name across graphsid dfx:ria:8b9beab7-cc54-c244-f024-1dace2f99c94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Aug 5, 2016	n/a	yes	Woodstock, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 11, 2011	Dec 23, 2016	no	ATLANTA, GA\|FORT MILL, SC\|ATLANTA, GA\|WOODSTOCK, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• F•••••••• P•••••••	Dec 23, 2016	Aug 5, 2016	-140	Firm change after gap	Other

Relationships

Registered with (2)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Aug 5, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2011 to Dec 23, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b9beab7-cc54-c244-f024-1dace2f99c94
First observed: Aug 11, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.