DFX Intelligence

H••••• J•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

H••••• J•••• W•••

Advisor at N••••••• C•••••••• F•••••••• A•••••••• I••

DOUGLASVILLE, GA

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Search this name across graphsid dfx:ria:8ba2ce75-6a4f-51ef-9120-b3c0ec6cafd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 20, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• C•••••••• F•••••••• A•••••••• I••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Nov 17, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• C•••••••• F•••••••• A•••••••• I••	Former SEC adviser	May 2, 2011	n/a	yes	DOUGLASVILLE, GA	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Jun 5, 2006	Mar 18, 2009	no	SPRING HILL, TN\|KOKOMO, IN\|WATERBURY, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	N••••••• C•••••••• F•••••••• A•••••••• I••	Mar 18, 2009	May 2, 2011	775	Firm change after gap	Other
C••••• A•••••• N••••••• L••	C••••••• F•••••••• D••••••• I•••	Jun 6, 2006	Jun 5, 2006

Relationships

Registered with (3)

→ N••••••• C•••••••• F•••••••• A•••••••• I••Registered adviserregistration: current employment
May 2, 2011 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2006 to Mar 18, 2009factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 20, 1998 to Jun 6, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ba2ce75-6a4f-51ef-9120-b3c0ec6cafd3
First observed: Mar 20, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.