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CRD 281117
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• J••••••• A•••• | Owner | E | yes | 03/2008 | May 11, 2016 | May 12, 2016 |
| J•••••• E•••• W••••• | Owner | D | yes | 06/2011 | May 11, 2016 | May 12, 2016 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| KING OF PRUSSIA | Pa | United States | n/a | no |
| Amsterdam | n/a | Netherlands | n/a | no |
| MANAGING MEMBER |
| C |
| yes |
| 02/2015 |
| May 11, 2016 |
| May 12, 2016 |
| S•••• H••••••• L•• | DIRECT OWNER | C | yes | 02/2015 | May 11, 2016 | May 12, 2016 |
| V•• D•• M•••• R•••••• A• •• O•••• | MANAGING MEMBER | C | yes | 02/2015 | May 11, 2016 | May 12, 2016 |
| B••••••• W••••••• S•••• | MANAGING DIRECTOR | Na | no | 02/2015 | May 11, 2016 | May 12, 2016 |
| B••••• N•••• J••• | DIRECT OWNER | A | no | 05/2015 | May 11, 2016 | May 12, 2016 |
| C•••••••• I••• •••• | MANAGING DIRECTOR | Na | no | 02/2015 | May 11, 2016 | May 12, 2016 |
| C•••• I••••••••• L• | DIRECT OWNER | B | no | 05/2015 | May 11, 2016 | May 12, 2016 |
| D••••• S••••••••• S•••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2016 | May 11, 2016 | May 12, 2016 |
| J•••••• L•••• D• •• O•••• | Owner | D | no | 06/2011 | May 12, 2016 | May 12, 2016 |
| K•••••••• L•• | DIRECT OWNER | B | no | 05/2015 | May 11, 2016 | May 12, 2016 |