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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

TODD DAVID LUBIN

Advisor at MORGAN STANLEY

Rolling Hills Estates, CA

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Search this name across graphsid dfx:ria:8bba9b6a-73c3-b005-fd54-b4b14f2fdce0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 10, 2004
First registration: Jul 6, 2007
Dual registered: yes, broker-dealer
Other names: TODD D LUBIN|TODD D LUBIN
IAPD individual key: 4639895

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 25, 2010	n/a	yes	Rolling Hills Estates, CA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Jun 15, 2010	no	ROLLING HILLS, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 9, 2009	May 2, 2009	no	ROLLING HILLS, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jul 6, 2007	Aug 8, 2007	no	LOS ANGELES, CA\|LOS ANGELES, CA\|Los Angeles, CA\|SANTA MONICA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	MORGAN STANLEY	Jun 15, 2010	Jun 25, 2010	10	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
U.S. BANCORP ADVISORS, LLC	WAMU INVESTMENTS, INC.	Aug 8, 2007	Jan 9, 2009	520	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 25, 2010 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Jun 15, 2010factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 9, 2009 to May 2, 2009factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 6, 2007 to Aug 8, 2007factForm ADV

Dated events

No dated event names this entity yet.