DFX Intelligence

C••••••• C•••••• M••••••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••• C•••••• M••••••••• C••••••• L•••

CRD 157822

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:8bbb76d8-478c-fae5-7a5e-1a66f8184233

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 6
On other graphs: 2
Observed: Feb 14, 2012 to May 8, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••• C•••••• M••••••••• C••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

C••••••• C•••••• M••••••••• C••••••• L•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $1.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• C•••••• P••••••• V•• L•••	Private Equity Fund	$671M	Mar 27, 2024	71	Mar 30, 2021	reported	021-38033
C••••••• C•••••• P••••••• V• L•	Private Equity Fund	$511M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• C•••••• M••••••••• C••••••• L••	GENERAL PARTNER	Na	yes	01/2008	Feb 14, 2012	Mar 27, 2024
C••••• P••••• L•	LIMITED PARTNER	B	yes	01/2021	Feb 11, 2021	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• C•••••• A••• G•• L•••••	n/a	n/a	n/a	N	yes	n/a
C••••••• C•••••• C•••••• I•• L••	n/a	n/a	n/a	N	yes	n/a
C••••••• C•••••• C•••••• V• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.7B	14.4%	$1.5B	7.5%	19	18	0	0

Relationships

Advises (15)

→ C••••••• C•••••• C•• F••• V• L•Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ C••••••• C•••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ C••••••• C•••••• A••• S••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ C••••••• C•••••• C•• F••• I•• L•

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$931M
Occurred
Feb 11, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 11, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 2, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bbb76d8-478c-fae5-7a5e-1a66f8184233
First observed: Feb 14, 2012
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.