DFX Intelligence

C•• R••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•• R••• C•••••• M••••••••• L•

CRD 268817

GREENWICH, CT

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Search this name across graphsid dfx:ria:8bbc082b-ec12-9985-58d8-6ab24451c89d

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jun 19, 2015 to Mar 18, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $968M••• Locked
Discretionary RAUM: $968M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• R••• C•••••• M••••• F••• L•	Hedge Fund	$994M	Mar 27, 2024	141	Oct 12, 2015	reported	021-244868
C•• R••• O••••••••• F••• I• L•	Hedge Fund	$450M	Mar 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• A••••••••• S••••	MANAGING MEMBER	E	yes	02/2015	Jun 19, 2015	Mar 27, 2024
C••••••• A••••••••• S••••	PORTFOLIO MANAGER; LIMITED PARTNER; CEO	E	yes	02/2015	Jun 19, 2015	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• R••• C•••••• L••	n/a	n/a	n/a	N	yes	n/a
C•• R••• O••••••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
C•• R••• O••••••••• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$968M	$1.2B	-20.6%	$1.5B	-14.5%	6	6	0	0

Relationships

Advises (4)

→ C•• R••• O••••••••• F••• L•Private fundHedge Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ C•• R••• C•••••• M••••• F••• L•Private fundHedge Fund, IA
Oct 12, 2015 to presentfactForm ADV
→ C•• R••• O••••••••• F••• I• L•Private fundHedge Fund, IA
Nov 19, 2021 to presentfactForm ADV
→ C•• R••• S•• L•Private fund

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
C•• R••• C•••••• M••••••••• L• reported RAUM $1.5B, down 49% from $3.0B (2022-11-04 to 2023-03-30)
Form ADVobserved 7 days ago
$-1.5B
Occurred
Mar 30, 2021
Regulatory AUM changed
C•• R••• C•••••• M••••••••• L• reported RAUM $2.6B, up 33% from $1.9B (2020-03-27 to 2021-03-30)
Form ADVobserved 7 days ago
$636M
Occurred
Mar 27, 2020
Regulatory AUM changed
C•• R••• C•••••• M••••••••• L• reported RAUM $1.9B, up 110% from $912.1M (2019-03-08 to 2020-03-27)
Form ADVobserved 7 days ago
$1.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bbc082b-ec12-9985-58d8-6ab24451c89d
First observed: Jun 19, 2015
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.