DFX Intelligence

M•••••••• R••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M•••••••• R••••• P•••••

Advisor at L•• F•••••••• L••

HOLLYWOOD, FL

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Search this name across graphsid dfx:ria:8bc625de-9ae1-1417-4506-8fc33842bf6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 8, 2015	n/a	yes	HOLLYWOOD, FL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Oct 26, 2012	Apr 17, 2015	no	HOLLYWOOD, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	Apr 17, 2015	May 8, 2015	21	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	I••••••••• F•••••••• P•••••••	Oct 16, 2012	Oct 26, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:6413:FL:2015-04-17	Apr 17, 2015	May 8, 2015	HOLLYWOOD, FL	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 8, 2015 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 26, 2012 to Apr 17, 2015factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Sep 27, 2010 to Oct 16, 2012factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bc625de-9ae1-1417-4506-8fc33842bf6d
First observed: Jun 23, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.