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Advisor at OSAIC WEALTH, INC.
WOODLAND HILLS, CA | Studio City, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 18, 2012 | n/a | yes | Studio City, CA|WOODLAND HILLS, CA | Current employment |
| REGAL ADVISORY SERVICES, INC. | Former SEC adviser | Sep 2, 1999 | Mar 6, 2026 | no | WOODLAND HILLS, CA|REDLANDS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL ADVISORY SERVICES, INC. | OSAIC WEALTH, INC. | Mar 6, 2026 | May 18, 2012 | -5,040 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 119445:23131:CA:2026-03-06 | Mar 6, 2026 | May 18, 2012 | REDLANDS, CA | Firm change after gap |