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J•••• S••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J•••• S••••• W••••

Advisor at M••••••• F•••••••• P••••••• S•••••••• I•••

SENECA, SC

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Search this name across graphsid dfx:ria:8bef1360-7824-b1d6-6dd7-8fe0f6e288e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• F•••••••• P••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• F•••••••• P••••••• S•••••••• I•••	Independent wealth	Mar 7, 2014	n/a	yes	SENECA, SC	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 14, 2011	Jul 3, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	M••••••• F•••••••• P••••••• S•••••••• I•••	Jul 3, 2014	Mar 7, 2014	-118	Firm change after gap	Other
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 1, 2010

Relationships

Registered with (3)

→ M••••••• F•••••••• P••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 7, 2014 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 14, 2011 to Jul 3, 2014factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 11, 2007 to Sep 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bef1360-7824-b1d6-6dd7-8fe0f6e288e8
First observed: Dec 11, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.