DFX Intelligence

M••• A•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

M••• A•••• B•••••

Advisor at L••• P••••••• A••••••• L••

Garden Grove, CA

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Search this name across graphsid dfx:ria:8bf08490-70b0-0112-dd82-8b00e0bb0a27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• P••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• P••••••• A••••••• L••	Independent wealth	Aug 21, 2024	n/a	yes	Garden Grove, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jan 2, 2015	Aug 21, 2024	no	Santa Rosa, CA\|Huntington Beach, CA\|Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	L••• P••••••• A••••••• L••	Aug 21, 2024	Aug 21, 2024	0	Firm change	Ibd to RIA
G•• A•••••••	W•••••• I••••••••• S•••••••••	Dec 31, 2014	Jan 2, 2015

Relationships

Registered with (3)

→ L••• P••••••• A••••••• L••Registered adviserregistration: current employment
Aug 21, 2024 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 2, 2015 to Aug 21, 2024factForm ADV
→ G•• A•••••••Registered adviserregistration: previous registration
Feb 14, 2014 to Dec 31, 2014factForm ADV

Dated events

Occurred
Aug 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bf08490-70b0-0112-dd82-8b00e0bb0a27
First observed: Nov 30, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.