This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2016earliest registration or exam on IAPD

Years in industry

9derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Aug 10, 2017

First registration

Dec 9, 2022

Dual registered

yes, broker-dealer

Other names

HAOCHENG CAI|HOWARD CAI|Holland Cai

IAPD individual key

6797990

• Occurred

  May 11, 2026
  Advisor changed firm

  Haocheng Cai left Morgan Stanley for Wells Fargo Advisors (registered 2026-08-19)

  Form ADVobserved 5 days ago
• Occurred

  Jun 25, 2024
  Advisor changed firm

  Haocheng Cai left Citigroup Global Markets Inc. for Morgan Stanley (registered 2024-06-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8bf4b980-4d58-c52c-db16-9af367733bf1

First observed

Dec 9, 2022

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.