This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JANNEY MONTGOMERY SCOTT LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2010earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S65|S63

First exam

May 8, 2012

First registration

May 28, 2012

Dual registered

yes, broker-dealer

Other names

JAMES FLAHERTY

IAPD individual key

6041198

• Occurred

  Jul 20, 2026
  Advisor changed firm

  James Clayton Flaherty left Wells Fargo Advisors for Janney Montgomery Scott Llc (registered 2026-07-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8bfe2213-bcbe-4dc2-3989-b0e1795e3697

First observed

May 28, 2012

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.