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Advisor at AVESTAR CAPITAL, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AVESTAR CAPITAL, LLC | Independent wealth | Feb 11, 2022 | n/a | yes | NEW YORK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | May 6, 2015 | no | NEW YORK, NY|CHICAGO, IL|NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 7, 2011 | Oct 1, 2012 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Oct 5, 2010 | Nov 3, 2010 | no | NEWTOWN SQUARE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | AVESTAR CAPITAL, LLC | May 6, 2015 | Feb 11, 2022 | 2,473 | Firm change after gap | Wirehouse to RIA |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Nov 3, 2010 | Mar 7, 2011 | 124 | Firm change | Other |