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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
HOUSTON, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 16, 2017 | n/a | yes | HOUSTON, TX|Houston, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 9, 2005 | Feb 21, 2017 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 29, 2001 | Sep 22, 2005 | no | SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Feb 21, 2017 | Feb 16, 2017 | -5 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 22, 2005 | Sep 9, 2005 | -13 | Firm change | Wirehouse to wirehouse |