This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 17, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Jul 17, 2012

First registration

Nov 9, 2016

Dual registered

yes, broker-dealer

Other names

ALEX PONCE|WHALTER A PONCE|WHALTER PONCE|WHALTER ALEXANDER PONCE LESCANO|WHALTER ALEXANDER PONCE

IAPD individual key

6074942

• Occurred

  May 16, 2024
  Advisor changed firm

  Whalter A Ponce left Citigroup Global Markets Inc. for J.P. Morgan Securities Llc (registered 2024-07-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8c054dfa-d25a-1254-001e-e45e2b2ee04c

First observed

Nov 9, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.