DFX Intelligence

F•••••••• L•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

F•••••••• L•••••• S••••••

Advisor at U•••• P••••••• L••

MIAMI, FL | Quito

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Search this name across graphsid dfx:ria:8c0a7118-b784-9659-0e91-156b7294ae49

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2015 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••• P••••••• L••	Independent wealth	Sep 15, 2026	n/a	yes	MIAMI, FL\|Quito	Current employment

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 15, 2026
F•••••••• L•••••• S•••••• registered as an investment adviser representative at U•••• P••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c0a7118-b784-9659-0e91-156b7294ae49
First observed: Apr 1, 2015
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.