DFX Intelligence

J•••• D•••• U•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J•••• D•••• U•••••••••

Advisor at M••••••• • S••••••• W••••• A•••••••• I•••

Kingston, NY | POUGHKEEPSIE, NY

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Search this name across graphsid dfx:ria:8c10c653-7555-0a5a-0b34-9feb58a63c50

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• • S••••••• W••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 3, 2024	n/a	yes	POUGHKEEPSIE, NY	Current employment
M••••••• • S••••••• W••••• A•••••••• I•••	Mixed wealth	Aug 27, 2021	n/a	yes	Kingston, NY\|POUGHKEEPSIE, NY	Current employment

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ M••••••• • S••••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 27, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c10c653-7555-0a5a-0b34-9feb58a63c50
First observed: Sep 1, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.