DFX Intelligence

D•••• P•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)10 years in industry

D•••• P•••• H•••••••

Advisor at I••••••• F•••••••• S••••••• A•••••••

OAKLAND, CA | San Juan, PR

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Search this name across graphsid dfx:ria:8c122978-685b-a738-218e-4720ec9375b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• S••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• S••••••• A•••••••	Independent wealth	Jan 2, 2026	n/a	yes	OAKLAND, CA\|San Juan, PR	Current employment
R•• R•••••••• L••	Bd affiliated wealth	Jul 9, 2018	Mar 8, 2021	no	san francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• R•••••••• L••	I••••••• F•••••••• S••••••• A•••••••	Mar 8, 2021	Jan 2, 2026	1,761	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ R•• R•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2018 to Mar 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c122978-685b-a738-218e-4720ec9375b8
First observed: Jul 9, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.