This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Apr 24, 2015

First registration

Jan 29, 2020

Dual registered

yes, broker-dealer

Other names

JONATHAN NORTH DEFOREST COOKE

IAPD individual key

6421981

• Occurred

  Jul 16, 2024
  Advisor changed firm

  Jonathan Cooke left Fidelity Personal And Workplace Advisors for Charles Schwab & Co., Inc. (registered 2024-07-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8c18e4c8-ac29-c5f5-02de-bfcc558590d9

First observed

Jan 29, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.