DFX Intelligence

S•••• M••••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S•••• M••••••• D••••

Advisor at M••••••• W••••• M••••••••• L••

LAFAYETTE, LA | LEXINGTON, KY

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Search this name across graphsid dfx:ria:8c1f9266-9fdd-1087-c393-1331a6d13b42

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	Independent wealth	Nov 12, 2025	n/a	yes	LAFAYETTE, LA\|LEXINGTON, KY	Current employment
I•••••••• R••• L••	Former SEC adviser	Jun 15, 2009	Dec 31, 2025	no	LAFAYETTE, LA\|LAFAYETTE, LA\|LAFAYETTE, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• R••• L••	M••••••• W••••• M••••••••• L••	Dec 31, 2025	Nov 12, 2025	-49	Firm change after gap	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	I•••••••• R••• L••	Apr 9, 2009	Jun 15, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
150415:151523:LA:2025-12-31	Dec 31, 2025	Nov 12, 2025	LAFAYETTE, LA	Firm change after gap

Relationships

Registered with (5)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ I•••••••• R••• L••Registered adviserregistration: previous registration
Jun 15, 2009 to Dec 31, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 25, 2008 to Apr 9, 2009factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Dec 31, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c1f9266-9fdd-1087-c393-1331a6d13b42
First observed: May 30, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.