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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

YESICA V ROJO TORRES

Advisor at MORGAN STANLEY

Waukesha, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c218aec-08ef-3276-436d-f5dfd3f16e65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 3, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 1, 2021
First registration: May 3, 2021
Dual registered: yes, broker-dealer
Other names: Yesica Vanesa Rojo Torres|Yesica V RojoTorres
IAPD individual key: 7336596

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 25, 2022	n/a	yes	Waukesha, WI	Current employment
SPECTRUM INVESTMENT ADVISORS, INC.	Mixed wealth	May 3, 2021	Jul 18, 2022	no	MEQUON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPECTRUM INVESTMENT ADVISORS, INC.	MORGAN STANLEY	Jul 18, 2022	Jul 25, 2022	7	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jul 25, 2022 to presentfactForm ADV
→ SPECTRUM INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
May 3, 2021 to Jul 18, 2022factForm ADV

Dated events

Occurred
Jul 18, 2022
Advisor changed firm
Yesica V Rojo Torres left Spectrum Investment Advisors, Inc. for Morgan Stanley (registered 2022-07-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c218aec-08ef-3276-436d-f5dfd3f16e65
First observed: May 3, 2021
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YESICA V ROJO TORRES

Advisor at MORGAN STANLEY

Waukesha, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c218aec-08ef-3276-436d-f5dfd3f16e65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MORGAN STANLEY

Wirehouse

Jul 25, 2022

n/a

yes

Waukesha, WI

Current employment

SPECTRUM INVESTMENT ADVISORS, INC.

Mixed wealth

May 3, 2021

Jul 18, 2022

MEQUON, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SPECTRUM INVESTMENT ADVISORS, INC.

MORGAN STANLEY

Jul 18, 2022

Jul 25, 2022

Firm change

RIA to wirehouse