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R••••••• R•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R••••••• R•••• C•••••• M••••••••• L•

CRD 282997

DALLAS, TX

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Search this name across graphsid dfx:ria:8c350fb0-613d-b8ee-58c8-8020511095a8

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 1
Observed: Mar 3, 2021 to Mar 29, 2023
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R••••••• R•••• C•••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $106MItem 5.F on the latest filing (2023-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $106M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• R•••• C•••••• M••••• F•••• L•	Hedge Fund	$106M	Mar 29, 2023	24	Oct 2, 2019	reported	021-272063

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• G••••	Partner	D	yes	03/2018	Mar 3, 2021	Mar 29, 2023
S••••••• J••••• D•	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	D	yes	03/2016	Mar 3, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•• E••••• L••	n/a	n/a	n/a	N	yes	n/a
R••••••• R•••• C•••••• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$106M	$126M	-15.9%	n/a	n/a	2	4	0	0

Relationships

Advises (1)

→ R••••••• R•••• C•••••• M••••• F•••• L•Private fundHedge Fund, IA
Oct 2, 2019 to presentfactForm ADV

Controls (2)

← S••••••• J••••• D•OwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 3, 2021 to presentfactForm ADV
← R•••••• G••••OwnerPARTNER, ownership code D, individual
Mar 3, 2021 to presentfactForm ADV

Dated events

Occurred
Nov 5, 2021
Control person left
Stephen Matthew Schmitt (Chief Financial Officer, Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of R••••••• R•••• C•••••• M••••••••• L• (listed 2021-03-03, absent 2021-11-05)
Form ADVobserved 7 days ago
Occurred
Mar 3, 2021
First Form ADV filing
R••••••• R•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c350fb0-613d-b8ee-58c8-8020511095a8
First observed: Mar 3, 2021
Last observed: Mar 29, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.