DFX Intelligence

H•• T•• A•• W••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

H•• T•• A•• W••••• A••••••• L••

CRD 290643

RED BANK, NJ

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Search this name across graphsid dfx:ria:8c369996-5265-f326-e8f7-d581308a5e76

Data as of Jan 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2026 to Jan 29, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $67.8M••• Locked
Discretionary RAUM: $67.8M
Private client RAUM: $67.8Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••••• P••• S•••	Certified Financial Planner	RED BANK, NJ	8	28	2	no
C•••••• K• H•••••	n/a	RED BANK, NJ	7	26

Relationships

Registered with (3)

← L•••• I••••••Advisorregistration: current employment
Mar 8, 2021 to presentfactForm ADV
← C•••••• K• H•••••Advisorregistration: current employment
Feb 26, 2019 to presentfactForm ADV
← G•••••• P••• S•••Advisorregistration: current employment
Nov 24, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c369996-5265-f326-e8f7-d581308a5e76
First observed: Jan 29, 2026
Last observed: Jan 29, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.