This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Aug 27, 2017

First registration

May 23, 2020

Dual registered

yes, broker-dealer

Other names

SUSAN A MAAS|SUSAN ADELE MAAS|Susan A Knox|Susan Adele Knox

IAPD individual key

5530810

• Occurred

  Sep 16, 2026
  Advisor changed firm

  Susan Adele Knox left LPL Financial LLC for Cambridge Investment Research Advisors, Inc. (registered 2026-09-04)

  Form ADVobserved 2 days ago
• Occurred

  Apr 28, 2022
  Advisor changed firm

  Susan Adele Knox left Wells Fargo Advisors for Lpl Financial Llc (registered 2023-02-10)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8c37cd90-0dbb-ea68-b755-a4ea0c21b570

First observed

May 23, 2020

Last observed

Sep 17, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.