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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Jennifer Rebecca Schwarze

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Janesville, WI

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Search this name across graphsid dfx:ria:8c4a2e8b-5715-5ef5-4e01-1faafe7cc3cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 11, 2001
First registration: Nov 11, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 3178467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jan 8, 2025	n/a	yes	Janesville, WI	Current employment
BATES FINANCIAL ADVISORS, INC.	Independent wealth	May 3, 2021	Jan 8, 2025	no	ROCKFORD, IL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Mar 4, 2020	Apr 15, 2021	no	ROCKFORD, IL	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Nov 11, 2014	Feb 26, 2019	no	ROCKFORD, IL\|Rockford, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BATES FINANCIAL ADVISORS, INC.	ROBERT W. BAIRD & CO. INCORPORATED	Jan 8, 2025	Jan 8, 2025	0	Firm change	RIA to RIA
STIFEL, NICOLAUS & COMPANY, INCORPORATED	BATES FINANCIAL ADVISORS, INC.	Apr 15, 2021	May 3, 2021	18	Firm change	Ibd to RIA
ROBERT W. BAIRD & CO. INCORPORATED	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Feb 26, 2019	Mar 4, 2020	372	Firm change	RIA to ibd

Relationships

Registered with (3)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Nov 11, 2014 to Feb 26, 2019factForm ADV
→ BATES FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 3, 2021 to Jan 8, 2025factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Mar 4, 2020 to Apr 15, 2021factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
Jennifer Rebecca Schwarze left Bates Financial Advisors, Inc. for Robert W. Baird & Co. Incorporated (registered 2025-01-08)
Form ADVobserved 6 days ago