DFX Intelligence

E•••• W•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

E•••• W•••••• A••••

Advisor at C•••••••

New York, NY

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Search this name across graphsid dfx:ria:8c4e1f10-1f62-59d2-b44e-01cc26e6a0ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Feb 28, 2021	n/a	yes	New York, NY	Current employment
C•••••• R••••••••• G••••	Former SEC adviser	Aug 11, 2009	May 18, 2021	no	WELLESLEY, MA\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• R••••••••• G••••	C•••••••	May 18, 2021	Feb 28, 2021	-79	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
140614:175112:NY:2021-05-18	May 18, 2021	Feb 28, 2021	NEW YORK, NY	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Feb 28, 2021 to presentfactForm ADV
→ C•••••• R••••••••• G••••Registered adviserregistration: previous registration
Aug 11, 2009 to May 18, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c4e1f10-1f62-59d2-b44e-01cc26e6a0ad
First observed: Aug 11, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.