DFX Intelligence

T••••• M•••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••••• M•••••• P••••••••

Advisor at L•••••• • C••••••

NEW BERLIN, WI | MILWAUKEE, WI

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Search this name across graphsid dfx:ria:8c52ff78-0295-85d9-bd60-f5d4cf42e011

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• • C••••••	Independent wealth	Apr 29, 2013	n/a	yes	MILWAUKEE, WI\|MILWAUKEE, WI\|NEW BERLIN, WI	Current employment
C•••• I••••••••• S••••••• C••••	Former SEC adviser	Nov 16, 2007	Jan 7, 2009	no	BROOKFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	L•••••• • C••••••	Jan 7, 2009	Apr 29, 2013	1,573	Firm change after gap	Other
W•••• F•••• I••••••••• L••	C•••• I••••••••• S••••••• C••••	Oct 23, 2007	Nov 16, 2007

Relationships

Registered with (3)

→ L•••••• • C••••••Registered adviserregistration: current employment
Apr 29, 2013 to presentfactForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Nov 16, 2007 to Jan 7, 2009factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Sep 11, 2007 to Oct 23, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c52ff78-0295-85d9-bd60-f5d4cf42e011
First observed: Sep 11, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.