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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Alexander Robert Norath

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Dallas, TX | Chesterfield, MO

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Search this name across graphsid dfx:ria:8c56a8db-99a5-e252-6c82-2bbfe3e8e55a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 2, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Apr 15, 2022
First registration: May 2, 2022
Dual registered: no
Other names: Alexander Norath
IAPD individual key: 7396741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Sep 10, 2026	n/a	yes	Dallas, TX\|Chesterfield, MO	Current employment
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 1, 2024	Sep 8, 2026	no	CLAYTON, MO\|ST. LOUIS, MO	Previous registration
BUCKINGHAM STRATEGIC WEALTH, LLC	Former SEC adviser	Oct 26, 2023	Jul 1, 2024	no	ST LOUIS, MO	Previous registration
RFG ADVISORY, LLC	Independent wealth	May 2, 2022	Oct 16, 2023	no	CREVE COEUR, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOCUS PARTNERS WEALTH, LLC	ROCKEFELLER CAPITAL MANAGEMENT	Sep 8, 2026	Sep 10, 2026	2	Firm change	RIA to ibd
BUCKINGHAM STRATEGIC WEALTH, LLC	FOCUS PARTNERS WEALTH, LLC	Jul 1, 2024	Jul 1, 2024	0	Bulk transfer	RIA to RIA
RFG ADVISORY, LLC	BUCKINGHAM STRATEGIC WEALTH, LLC	Oct 16, 2023	Oct 26, 2023	10	Firm change	RIA to RIA

Relationships

Registered with (4)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: previous registration
Jul 1, 2024 to Sep 8, 2026factForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserregistration: previous registration
Oct 26, 2023 to Jul 1, 2024factForm ADV
→ RFG ADVISORY, LLCRegistered adviserregistration: previous registration
May 2, 2022 to Oct 16, 2023factForm ADV

Dated events

Occurred
Sep 8, 2026
Advisor changed firm
Alexander Robert Norath left Focus Partners Wealth, Llc for Rockefeller Capital Management (registered 2026-09-10)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2023
Advisor changed firm
Alexander Robert Norath left Rfg Advisory, Llc for Buckingham Strategic Wealth, Llc (registered 2023-10-26)
Form ADVobserved 6 days ago