DFX Intelligence

B••••••••• U• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••••••••• U• L••

CRD 301191

BOSTON, MA

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Search this name across graphsid dfx:ria:8c5925ae-9e21-9e8f-70d4-2008157cbed4

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 8
On other graphs: 1
Observed: Dec 17, 2019 to Mar 29, 2024
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• U• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $372M••• Locked
Discretionary RAUM: $372M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• E••••••• M••••• F••• L•	Hedge Fund	$9.1M	Mar 31, 2022	1	Mar 31, 2022	dropped	021-320239

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• U• H••• C••	SHAREH•••ER	E	yes	03/2019	Dec 17, 2019	Mar 29, 2024
B•••••••• F•••• M••••••••• G•••• P•• L••	SHAREH•••ER	E	yes	03/2019	Dec 17, 2019	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••••••• F•••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• A•••• M••••••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$372M	$328M	13.3%	$243M	15.2%	3	4	0	0

Relationships

Controls (6)

← B••••••••• R•••••• L••OwnerPRESIDENT, ownership code NA, individual
Jun 30, 2021 to presentfactForm ADV
← K••••• C••••••• E••••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 29, 2021 to presentfactForm ADV
← B••••••••• U• H••• C••OwnerSHAREH•••ER, ownership code E, domestic entity
Dec 17, 2019 to presentfactForm ADV
← B•••••••• F•••• M••••••••• G•••• P•• L••OwnerSHAREH•••ER, ownership code E, foreign entity
Dec 17, 2019 to presentfact

Dated events

Occurred
Mar 31, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 29, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2021
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c5925ae-9e21-9e8f-70d4-2008157cbed4
First observed: Dec 17, 2019
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.