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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

ALEXANDER COCHRAN

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Rockville, MD | Derwood, MD | Reston, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c60341c-6a3a-e7d0-3135-3090127230d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 20, 2014
First registration: Sep 20, 2014
Dual registered: yes, broker-dealer
Other names: ALEXANDER WESTON COCHRAN
IAPD individual key: 5950624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 25, 2023	n/a	yes	AUSTIN, TX\|Reston, VA\|Rockville, MD\|Derwood, MD	Current employment
Seia	Bd affiliated wealth	Jul 6, 2020	Jun 16, 2023	no	LOS ANGELES, CA\|Tyson's Corner, VA	Previous registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 23, 2019	Sep 24, 2019	no	FULTON, MD\|PLYMOUTH, MN	Previous registration
PLANNING SOLUTIONS GROUP, LLC	Former SEC adviser	Sep 20, 2014	Sep 10, 2019	no	FULTON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Seia	KESTRA ADVISORY SERVICES, LLC	Jun 16, 2023	Apr 25, 2023	-52	Firm change after gap	Ibd to ibd
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Seia	Sep 24, 2019	Jul 6, 2020	286	Firm change	Ibd to RIA
PLANNING SOLUTIONS GROUP, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Sep 10, 2019	Jul 23, 2019	-49	Firm change after gap	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
154118:116407:MD:2019-09-10	Sep 10, 2019	Jul 23, 2019	FULTON, MD	Firm change after gap

Relationships

Registered with (4)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ SEIARegistered adviserregistration: previous registration
Jul 6, 2020 to Jun 16, 2023factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 23, 2019 to Sep 24, 2019factForm ADV
→ PLANNING SOLUTIONS GROUP, LLCRegistered adviserregistration: previous registration
Sep 20, 2014 to Sep 10, 2019factForm ADV

Dated events

Occurred
Jun 16, 2023
Advisor changed firm
Alexander Cochran left Seia for Kestra Advisory Services, Llc (registered 2023-04-25)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c60341c-6a3a-e7d0-3135-3090127230d2
First observed: Sep 20, 2014
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALEXANDER COCHRAN

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Rockville, MD | Derwood, MD | Reston, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c60341c-6a3a-e7d0-3135-3090127230d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Apr 25, 2023

n/a

yes

AUSTIN, TX|Reston, VA|Rockville, MD|Derwood, MD

Current employment

Seia

Bd affiliated wealth

Jul 6, 2020

Jun 16, 2023

LOS ANGELES, CA|Tyson's Corner, VA

Previous registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

Jul 23, 2019

Sep 24, 2019

FULTON, MD|PLYMOUTH, MN

Previous registration

PLANNING SOLUTIONS GROUP, LLC

Former SEC adviser

Sep 20, 2014

Sep 10, 2019

FULTON, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

Seia

KESTRA ADVISORY SERVICES, LLC

Jun 16, 2023

Apr 25, 2023

-52

Firm change after gap

Ibd to ibd

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Seia

Sep 24, 2019

Jul 6, 2020

286

Firm change

Ibd to RIA

PLANNING SOLUTIONS GROUP, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Sep 10, 2019

Jul 23, 2019

-49

Firm change after gap

RIA to ibd

Team

Left

Joined

From

Kind

154118:116407:MD:2019-09-10

Sep 10, 2019

Jul 23, 2019

FULTON, MD

Firm change after gap