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K•••• C•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

K•••• C•••••• C••••••••

Advisor at P•••••••• S••••••••• I•••

Windermere, FL

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Search this name across graphsid dfx:ria:8c68779a-eefc-9753-ae3d-fc71b322404b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Aug 6, 2015	n/a	yes	Windermere, FL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 25, 2015	Aug 4, 2015	no	ASTATULA, FL\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	P•••••••• S••••••••• I•••	Aug 4, 2015	Aug 6, 2015	2	Firm change	Other
F••• A•••••••	O•••• W•••••• I•••	Jul 31, 2015	Mar 25, 2015

Relationships

Registered with (4)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 6, 2015 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 25, 2015 to Aug 4, 2015factForm ADV
→ F••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2007 to Jul 31, 2015factForm ADV
→ A•••••• I••••••••• M••••••••• C•••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c68779a-eefc-9753-ae3d-fc71b322404b
First observed: Jun 22, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.