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S••••••• P••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S••••••• P••••••• W••••••

Advisor at F••••• I•••••••••

PLANO, TX

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Search this name across graphsid dfx:ria:8c68a90a-a5aa-17cc-7206-b1e397f1da9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Sep 12, 2024	n/a	yes	PLANO, TX	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Apr 27, 2023	Sep 12, 2024	no	Plano, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	F••••• I•••••••••	Sep 12, 2024	Sep 12, 2024	0	Firm change	Ibd to RIA
F••••• I•••••••••	V••••••• A•••••••• I•••	Jan 19, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106715:107342:TX:2024-09-03	Sep 12, 2024	Sep 12, 2024	PLANO, TX	Firm change

Relationships

Registered with (3)

→ F••••• I•••••••••Registered adviserregistration: previous registration
Nov 13, 2018 to Jan 19, 2023factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2023 to Sep 12, 2024factForm ADV
→ L•••••••• P••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2015 to Jun 11, 2018factForm ADV

Dated events

Occurred
Sep 12, 2024
Advisor changed firm
S••••••• P••••••• W•••••• left V••••••• A•••••••• I••• for F••••• I••••••••• (registered 2024-09-12)
Form ADVobserved 6 days ago
Occurred
Jan 19, 2023
Advisor changed firm
S••••••• P••••••• W•••••• left F••••• I••••••••• for V••••••• A•••••••• I••• (registered 2023-04-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c68a90a-a5aa-17cc-7206-b1e397f1da9c
First observed: Apr 20, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.