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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
High Point, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Oct 2, 2020 | n/a | yes | High Point, NC | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 20, 2014 | Jul 20, 2020 | no | HIGH POINT, NC | Previous registration |
| EDWARD JONES | National bd RIA | Apr 29, 2008 | Jun 23, 2014 | no | ST LOUIS, MO|HIGH POINT, NC|HIGH POINT, NC|HIGH POINT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | INDEPENDENT ADVISOR ALLIANCE, LLC | Jul 20, 2020 | Oct 2, 2020 | 74 | Firm change | Ibd to RIA |
| EDWARD JONES | COMMONWEALTH FINANCIAL NETWORK | Jun 23, 2014 | Jun 20, 2014 | -3 | Firm change | Ibd to ibd |