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advised by PRINCIPAL ASSET MANAGEMENT
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Oct 29, 2018 | $73.3M | 7 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Apr 25, 2018 | $73.3M | 7 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Mar 29, 2018 | $73.3M | 7 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| May 31, 2017 | $53.3M | 7 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Mar 30, 2017 | $53.3M | 7 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Jan 31, 2017 | $16.7M | 4 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| May 25, 2016 | $16.7M | 4 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Mar 30, 2016 | $16.7M | 4 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Jan 28, 2016 | $16.7M | 4 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| May 5, 2015 | $16.7M | 4 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Mar 31, 2015 | $16.7M | 4 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Feb 10, 2015 | $9.8M | 2 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Jun 3, 2014 | $9.8M | 2 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Mar 31, 2014 | $9.8M | 2 | $500,000 | 0.0% | yes | PRINCIPAL GLOBAL INVESTORS TRUST PREFERRED SECURITIES FUND |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| BNY MELLON ASSET SERVICING | BNY MELLON ASSET SERVICING | NEW YORK | New York | United States | no | n/a |