DFX Intelligence

B•••••• E••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

B•••••• E••••• G•••••

Advisor at N•••••••• A•••• M•••••••••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:8c78c89a-6f33-17c2-bcc5-464865f34afc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Jan 23, 2026	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
M••••• S••••••	Wirehouse	Jan 6, 2023	Apr 14, 2025	no	Greenwood Village, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	N•••••••• A•••• M•••••••••	Apr 14, 2025	Jan 23, 2026	284	Firm change	Wirehouse to RIA
C••• F•••••••• S•••••••• L•••	M••••• S••••••	Jan 11, 2023	Jan 6, 2023

Relationships

Registered with (6)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 6, 2023 to Apr 14, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Feb 25, 2019 to Jan 11, 2023factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c78c89a-6f33-17c2-bcc5-464865f34afc
First observed: Aug 19, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.