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Reading the graph
Advisor at MORGAN STANLEY
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 24, 2022 | n/a | yes | PURCHASE, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 8, 2018 | Nov 15, 2021 | no | PURCHASE, NY|NEW YORK, NY|PURCHASE, NY|New York, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 13, 2015 | Dec 13, 2017 | no | ROCKVILLE CENTER, NY|EAST ROCKAWAY, NY|CEDARHURST, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 29, 2014 | Jan 14, 2015 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Dec 13, 2017 | Jan 8, 2018 | 26 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jan 14, 2015 | Feb 13, 2015 | 30 | Firm change | Wirehouse to wirehouse |