DFX Intelligence

I•••••••• G••••• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

I•••••••• G••••• I••••••••• I•••

CRD 157632

WAYNE, PA

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 13
On other graphs: 2
Observed: Feb 9, 2012 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I•••••••• G••••• I••••••••• I•••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

I•••••••• G••••• I••••••••• I•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 36

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••••• G••••• I••••••••• I•• L•••	Private Equity Fund	$468M	Mar 31, 2026	23	Mar 28, 2019	reported	021-332702
I•••••••• G••••• I••••••••• I••• L•••	Private Equity Fund	$187M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• K••••••• A••••••••	SENIOR MANAGING PRINCIPAL	E	yes	08/1999	Feb 9, 2012	Mar 28, 2024
M••••••••• M•••• B•	MANAGING PRINCIPAL	Na	yes	11/2011	Feb 9, 2012	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• I• A•••• G•••••• P••••••• L•••	n/a	n/a	n/a	N	yes	n/a
I•••••••• G••••• G•••••• P•••••• I•• L•••	n/a	n/a	n/a	N	yes	n/a
I•••••••• G••••• G•••••• P•••••• I••••• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.3B	22.3%	$918M	19.6%	36	36	0	0

Relationships

Advises (36)

→ I•••••••• G••••• C••••••••• F•••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ I•••••• C•••••••• ••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ I•••••••• G••••• G•••• L•••• F••• B• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ I•••••••• G••••• I••••••••• V••• L•••

Dated events

Order

Occurred
31 Mar 2026
Private fund first reported8 events
Private fund first reported: 8 on 31 Mar 2026
$987K to $93.9M
- ••• Locked$93.9M
- ••• Locked$89.6M
- ••• Locked$59.2M
Occurred
31 Mar 2026
Private fund no longer reported2 events
Private fund no longer reported: 2 on 31 Mar 2026
$582K to $37.7M
- ••• Locked$37.7M
- ••• Locked$582K
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$393M
Occurred
30 Mar 2023
Control person left
••• Locked
Form ADV
Occurred
28 Mar 2019
Regulatory AUM changed
••• Locked
Form ADV
$424M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 9, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••••• G••••• I••••••••• I•• L•••	Private Equity Fund	$37.7M	Mar 28, 2024	27	Feb 9, 2012	dropped	021-113393
I•••••••• G••••• I••••••••• V••• L•••	Private Equity Fund	$34.4M	Mar 31, 2026	2	Mar 28, 2024	reported	021-498217
I•••••••• G••••• I••••••••• I•••• L•••	Private Equity Fund	$30.1M	Mar 31, 2026	2	Mar 28, 2019	reported	021-332702
I•••••••• G••••• G•••• L•••• F••• A• L•••	Private Equity Fund	$27.2M	Mar 31, 2026	3	Mar 28, 2024	reported	021-475453
I•••••••• G••••• I••••••••• I•••• L•••	Private Equity Fund	$20.9M	Mar 31, 2026	2	Mar 28, 2019	reported	021-332702
G•• C•••••••• ••• I•••• L•••	Private Equity Fund	$19.7M	Mar 31, 2026	5	Mar 28, 2019	reported	n/a
I•••••••• G••••• I••••••••• V••• L•••	Private Equity Fund	$18.3M	Mar 31, 2026	4	Mar 28, 2024	reported	021-498217
I•••••••• G••••• C••••••••• F•••• L•••	Private Equity Fund	$15.0M	Mar 31, 2026	4	Mar 31, 2026	reported	021-552267
I•••••••• G••••• I••••••••• I••••• L•••	Private Equity Fund	$14.5M	Mar 31, 2026	3	Mar 26, 2015	reported	021-235545
I•••••••• G••••• G•••• L•••• F••• B• L•••	Private Equity Fund	$14.1M	Mar 31, 2026	2	Mar 28, 2024	reported	021-475453
I•••••• C•••••••• ••••••••• L•••	Private Equity Fund	$12.2M	Mar 31, 2026	4	Mar 31, 2026	reported	021-554278
I•••••••• G••••• I••••••••• V••• L•••	Private Equity Fund	$11.4M	Mar 31, 2026	2	Mar 28, 2024	reported	021-498217
I•••••••• G••••• G•••• L•••• F••• C• L•••	Private Equity Fund	$10.9M	Mar 31, 2026	3	Mar 28, 2024	reported	021-475453
M•••••• C•••••••• ••• G•••• L•••	Private Equity Fund	$8.6M	Mar 31, 2026	2	Mar 31, 2026	reported	021-505489
I•••••••• G••••• I••••••••• I••••• L•••	Private Equity Fund	$7.0M	Mar 31, 2026	2	Mar 26, 2015	reported	021-235550

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$502M	$502M	20	18	n/a	12	$502M
2014	Mar 26, 2015	$506M	$506M	16	14	n/a	12	$506M
2013	Mar 26, 2014	$312M	$312M	13	13	n/a	7	$309M
2012	Mar 25, 2013	$296M	$296M	14	14	n/a	6	$296M