DFX Intelligence

D•••• H••••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist12 years in industry

D•••• H••••••• M•••••••••

Advisor at S••••• W••••• M•••••••••

ROCKFORD, IL | Vienna, VA

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Search this name across graphsid dfx:ria:8c837e14-af0a-9397-a634-954ec47768dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	May 4, 2015	n/a	yes	ROCKFORD, IL\|Vienna, VA	Current employment
T••••• W••••• M•••••••••	Former SEC adviser	Jan 10, 2014	May 29, 2015	no	GAITHERSBURG, MD\|EASTON, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• M•••••••••	S••••• W••••• M•••••••••	May 29, 2015	May 4, 2015	-25	Firm change	Other

Relationships

Registered with (2)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
May 4, 2015 to presentfactForm ADV
→ T••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 10, 2014 to May 29, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c837e14-af0a-9397-a634-954ec47768dd
First observed: Jan 10, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.