DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PROVIDENT TRUST COMPANY

CRD 110118

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c87cd1d-b5a2-214f-4dc1-531577dfa378

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 6
On other graphs: 0
Observed: Mar 29, 2012 to Apr 8, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.03 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.9BItem 5.F on the latest filing (2026-04-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.9B
Private client RAUM: $5.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $1.4Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,037
Individual clients: 178
High net worth clients: 814
Custody, client assets: $3.6B
SEC number: 801-58213
CIK: 1140436
CRD: 110118
Filings on the tape: 31
First filed: Mar 29, 2012
Latest filed: Apr 8, 2026
Organised: Corporation, WI
Website: provtrust.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES SCOTT HARKNESS	Chartered Financial Analyst	WAUKESHA, WI	27	27	n/a	no
MICHAEL ANTHONY SCHELBLE	Chartered Financial Analyst	WAUKESHA, WI	27	31	n/a	no
LEE G WOLCOTT	n/a	WAUKESHA, WI	24	36	n/a	no
THOMAS NATHANIEL TUTTLE	n/a	WAUKESHA, WI	15	15	n/a	no
PAUL CARL BAURES	n/a	WAUKESHA, WI	6	32	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Creed, Allison, R	TRUSTEE, J. SCOTT HARKNESS 1999 TRUST	C	yes	12/2018	Apr 8, 2026	Apr 8, 2026
CREED, MARIFRAN	TRUSTEE, J. SCOTT & GENEVIEVE HARKNESS	A	yes	08/2003	Apr 8, 2026	Apr 8, 2026
DALEY, JAMES, ROSS	SHAREHOLDER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	yes	01/2014	Apr 8, 2026	Apr 8, 2026
JACOBUS, EUGENE, TUHTAR	Director	Na	yes	10/2000	Apr 8, 2026	Apr 8, 2026
ONZIK, JOHN, PAUL	TRUSTEE, J. SCOTT & GENEVIEVE HARKNESS	A	yes	08/2003	Apr 8, 2026	Apr 8, 2026
SCHELBLE, MICHAEL, ANTHONY	PRESIDENT/TREASURER/DIRECTOR	Na	yes	10/2000	Apr 8, 2026	Apr 8, 2026
Creed, Allison, R	Trustee	F	yes	12/2018	Mar 30, 2021	Mar 27, 2024
CREED, MARIFRAN	Trustee	F	yes	10/2000	Mar 29, 2012	Mar 27, 2024
HARKNESS, JAMES, SCOTT	DIRECTOR/CHIEF EXECUTIVE OFFICER	Na	yes	10/2000	Mar 29, 2012	Mar 27, 2024
J. SCOTT AND GENEVIEVE HARKNESS 2003 TRUST	Shareholder	C	yes	08/2003	Jun 9, 2015	Mar 27, 2024
J. SCOTT AND GENEVIEVE HARKNESS LIVING TRUST DTD 5/11/15	Shareholder	C	yes	04/2017	Sep 28, 2017	Mar 27, 2024
J. SCOTT HARKNESS 1999 TRUST	Shareholder	C	yes	10/2000	Mar 29, 2012	Mar 27, 2024
MICHAEL A. & PATRICIA A. SCHELBLE JOINT REVOCABLE TRUST AGENCY	Shareholder	B	yes	05/2010	Mar 29, 2012	Mar 27, 2024
ONZIK, JOHN, PAUL	Trustee	F	yes	10/2000	Mar 29, 2012	Mar 27, 2024
TUTTLE, THOMAS, NATHANIEL	VICE PRESIDENT/SECRETARY/DIRECTOR	Na	no	01/2011	Apr 8, 2026	Apr 8, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026	$6.9B	$6.9B	12	2	0	n/a	n/a
2024	Mar 25, 2025	$6.6B	$6.6B	12	2	0	n/a	n/a
2023	Mar 27, 2024	$5.7B	$5.7B	12	2	0	n/a	n/a
2022	Mar 30, 2023	$4.8B	$4.8B	13	2	0	n/a	n/a
2021	Mar 31, 2022	$6.5B	$6.5B	13	2	0	n/a	n/a
2020	Mar 30, 2021	$4.7B	$4.7B	12	2	0	n/a	n/a
2019	Mar 31, 2020	$4.3B	$4.3B	13	2	0	n/a	n/a
2018	Mar 29, 2019	$3.0B	$3.0B	13	2	0	n/a	n/a
2017	Mar 29, 2018	$2.9B	$2.9B	13	2	0	n/a	n/a
2016	Mar 24, 2017	$2.3B	$2.3B	12	2	n/a	n/a	n/a
2015	Mar 8, 2016	$2.2B	$2.2B	13	3	n/a	n/a	n/a
2014	Feb 13, 2015	$2.2B	$2.2B	14	3	n/a	n/a	n/a
2013	Mar 3, 2014	$2.1B	$2.1B	14	3	n/a	n/a	n/a
2012	Mar 28, 2013	$1.5B	$1.5B	14	3	n/a	n/a	n/a
2011	Mar 29, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.9B	$6.6B	3.6%	$4.8B	12.3%	12	12	0	0

Relationships

Registered with (5)

← PAUL CARL BAURESAdvisorregistration: current employment
Aug 21, 2020 to presentfactForm ADV
← THOMAS NATHANIEL TUTTLEAdvisorregistration: current employment
Apr 18, 2011 to presentfactForm ADV
← LEE G WOLCOTTAdvisorregistration: current employment
Nov 2, 2001 to presentfactForm ADV
← MICHAEL ANTHONY SCHELBLEAdvisorregistration: current employment
Jan 13, 1999 to presentfactForm ADV
← JAMES SCOTT HARKNESSAdvisorregistration: current employment
Jan 7, 1999 to presentfactForm ADV

Controls (10)

← SCHELBLE, MICHAEL, ANTHONYOwnerPRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR, ownership code NA, individual
Jun 9, 2015 to Mar 27, 2024factForm ADV
← HARKNESS, JAMES, SCOTTOwnerDIRECTOR/CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← ONZIK, JOHN, PAULOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← JACOBUS, EUGENE, TUHTAROwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← CREED, MARIFRANOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← Creed, Allison, ROwnerTRUSTEE, ownership code F, individual
Mar 30, 2021 to Mar 27, 2024factForm ADV
← J. SCOTT AND GENEVIEVE HARKNESS 2003 TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Jun 9, 2015 to Mar 27, 2024factForm ADV
← J. SCOTT AND GENEVIEVE HARKNESS LIVING TRUST DTD 5/11/15OwnerSHAREHOLDER, ownership code C, domestic entity
Sep 28, 2017 to Mar 27, 2024factForm ADV
← J. SCOTT HARKNESS 1999 TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 29, 2012 to Mar 27, 2024factForm ADV
← MICHAEL A. & PATRICIA A. SCHELBLE JOINT REVOCABLE TRUST AGENCYOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 29, 2012 to Mar 27, 2024factForm ADV

Owns (2)

← TUTTLE, THOMAS, NATHANIELOwnerVICE PRESIDENT/SECRETARY/DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← DALEY, JAMES, ROSSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 3, 2014 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
Provident Trust Company reported RAUM $4.8B, down 26% from $6.5B (2022-03-31 to 2023-03-30)
Form ADVobserved 5 days ago
$-1.7B
Occurred
Mar 31, 2022
Regulatory AUM changed
Provident Trust Company reported RAUM $6.5B, up 39% from $4.7B (2021-06-30 to 2022-03-31)
Form ADVobserved 5 days ago
$1.8B
Occurred
Mar 30, 2021
Control person joined
R Allison Creed (Trustee, J. Scott Harkness 1999 Trust) appeared on Schedule A of Provident Trust Company
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person left
James Dudley Godfrey (Trustee, J. Scott Harkness 1999 Trust) no longer on Schedule A of Provident Trust Company (listed 2020-06-30, absent 2021-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person left
Jacobus Karim Macleod (Trustee, J. Scott Harkness 1999 Trust) no longer on Schedule A of Provident Trust Company (listed 2020-06-30, absent 2021-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Provident Trust Company reported RAUM $4.3B, up 44% from $3.0B (2019-03-29 to 2020-03-31)
Form ADVobserved 5 days ago
$1.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c87cd1d-b5a2-214f-4dc1-531577dfa378
First observed: Mar 29, 2012
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROVIDENT TRUST COMPANY

CRD 110118

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c87cd1d-b5a2-214f-4dc1-531577dfa378

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES SCOTT HARKNESS

Chartered Financial Analyst

WAUKESHA, WI

n/a

MICHAEL ANTHONY SCHELBLE

Chartered Financial Analyst

WAUKESHA, WI

n/a

LEE G WOLCOTT

n/a

WAUKESHA, WI

n/a

THOMAS NATHANIEL TUTTLE

n/a

WAUKESHA, WI

n/a

PAUL CARL BAURES

n/a

WAUKESHA, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Creed, Allison, R

TRUSTEE, J. SCOTT HARKNESS 1999 TRUST

yes

12/2018

Apr 8, 2026

CREED, MARIFRAN

TRUSTEE, J. SCOTT & GENEVIEVE HARKNESS

yes

08/2003

Apr 8, 2026

DALEY, JAMES, ROSS

SHAREHOLDER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER

yes

01/2014

Apr 8, 2026

JACOBUS, EUGENE, TUHTAR

Director

yes

10/2000

Apr 8, 2026

ONZIK, JOHN, PAUL

TRUSTEE, J. SCOTT & GENEVIEVE HARKNESS

yes

08/2003

Apr 8, 2026

SCHELBLE, MICHAEL, ANTHONY

PRESIDENT/TREASURER/DIRECTOR

yes

10/2000

Apr 8, 2026

Creed, Allison, R

Trustee

yes

12/2018

Mar 30, 2021

Mar 27, 2024

CREED, MARIFRAN

Trustee

yes

10/2000

Mar 29, 2012

Mar 27, 2024

HARKNESS, JAMES, SCOTT

DIRECTOR/CHIEF EXECUTIVE OFFICER

yes

10/2000

Mar 29, 2012

Mar 27, 2024

J. SCOTT AND GENEVIEVE HARKNESS 2003 TRUST

Shareholder

yes

08/2003

Jun 9, 2015

Mar 27, 2024

J. SCOTT AND GENEVIEVE HARKNESS LIVING TRUST DTD 5/11/15

Shareholder

yes

04/2017

Sep 28, 2017

Mar 27, 2024

J. SCOTT HARKNESS 1999 TRUST

Shareholder

yes

10/2000

Mar 29, 2012

Mar 27, 2024

MICHAEL A. & PATRICIA A. SCHELBLE JOINT REVOCABLE TRUST AGENCY

Shareholder

yes

05/2010

Mar 29, 2012

Mar 27, 2024

ONZIK, JOHN, PAUL

Trustee

yes

10/2000

Mar 29, 2012

Mar 27, 2024

TUTTLE, THOMAS, NATHANIEL

VICE PRESIDENT/SECRETARY/DIRECTOR

01/2011

Apr 8, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 8, 2026

$6.9B

n/a

2024

Mar 25, 2025

$6.6B

n/a

2023

Mar 27, 2024

$5.7B

n/a

2022

Mar 30, 2023

$4.8B

n/a

2021

Mar 31, 2022

$6.5B

n/a

2020

Mar 30, 2021

$4.7B

n/a

2019

Mar 31, 2020

$4.3B

n/a

2018

Mar 29, 2019

$3.0B

n/a

2017

Mar 29, 2018

$2.9B

n/a

2016

Mar 24, 2017

$2.3B

n/a

2015

Mar 8, 2016

$2.2B

n/a

2014

Feb 13, 2015

$2.2B

n/a

2013

Mar 3, 2014

$2.1B

n/a

2012

Mar 28, 2013

$1.5B

n/a

2011

Mar 29, 2012

$1.3B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.9B

$6.6B

3.6%

$4.8B

12.3%