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Advisor at VALIC FINANCIAL ADVISORS, INC.
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 19, 2018 | n/a | yes | TAMPA, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 31, 2013 | Jan 2, 2018 | no | Palm Harbor, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2005 | Dec 6, 2011 | no | PALM HARBOR, FL|PALM HARBOR, FL|DUNEDIN, FL|TAMPA, FL|PALM HARBOR, FL|TAMPA, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 30, 2002 | Aug 9, 2004 | no | PALM HARBOR, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | VALIC FINANCIAL ADVISORS, INC. | Jan 2, 2018 | Jan 19, 2018 | 17 | Firm change | Other |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Dec 6, 2011 | Jul 31, 2013 | 603 | Firm change after gap | Wirehouse to wirehouse |