DFX Intelligence

M••••••• K•••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M••••••• K•••••••• L••••

Advisor at O•••• W•••••• I•••

ARDEN HILLS, MN

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Search this name across graphsid dfx:ria:8c8c0cbc-5d14-b284-377d-65a437668e8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Dec 15, 2023	n/a	yes	ARDEN HILLS, MN	Current employment
F•••••••• D••••••••• G••••• I•••	Former SEC adviser	Dec 19, 2013	Nov 1, 2024	no	ARDEN HILLS, MN\|Little Candada, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• D••••••••• G••••• I•••	O•••• W•••••• I•••	Nov 1, 2024	Dec 15, 2023	-322	Bulk transfer	RIA to ibd
V•••• F•••••••• A•••••••• I•••	F•••••••• D••••••••• G••••• I•••	Aug 8, 2006	Dec 19, 2013

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ F•••••••• D••••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 19, 2013 to Nov 1, 2024factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2002 to Aug 8, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c8c0cbc-5d14-b284-377d-65a437668e8c
First observed: Jun 18, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.