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Advisor at PRINCIPAL SECURITIES, INC.
GEORGETOWN, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Dec 9, 2025 | n/a | yes | GEORGETOWN, DE | Current employment |
| BANKERS LIFE ADVISORY SERVICES, INC. | Bd affiliated wealth | Apr 25, 2024 | Jun 3, 2025 | no | CHICAGO, IL|GAITHERSBURG, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANKERS LIFE ADVISORY SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Jun 3, 2025 | Dec 9, 2025 | 189 | Firm change | Ibd to ibd |