DFX Intelligence

D•••• M•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

D•••• M•••• S••••••

Advisor at F•••• O• T•• V••• F••••••••• L••

NEW BRAUNFELS, TX

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Search this name across graphsid dfx:ria:8c92c108-7034-a2d4-0bee-c7929c28ae92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• O• T•• V••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• O• T•• V••• F••••••••• L••	State registered	Mar 23, 2023	n/a	yes	NEW BRAUNFELS, TX	Current employment
M•••••• P••••••••• P•••••••• L•••	Independent wealth	Jun 24, 2019	Apr 12, 2022	no	Duluth, MN\|WAUSAU, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• P••••••••• P•••••••• L•••	F•••• O• T•• V••• F••••••••• L••	Apr 12, 2022	Mar 23, 2023	345	Firm change	RIA to state RIA
P•••• S••••••••• L••	M•••••• P••••••••• P•••••••• L•••	Jun 17, 2019	Jun 24, 2019

Relationships

Registered with (3)

→ F•••• O• T•• V••• F••••••••• L••Registered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ M•••••• P••••••••• P•••••••• L•••Registered adviserregistration: previous registration
Jun 24, 2019 to Apr 12, 2022factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2016 to Jun 17, 2019factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c92c108-7034-a2d4-0bee-c7929c28ae92
First observed: Nov 30, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.